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Compliance

ROC Compliance

Last updated: August 2026 · Reviewed by the Ravel Corporate Advisors team

A registered company or LLP carries ongoing obligations with the MCA — and the penalties for slipping are steep and uncapped. We keep companies and LLPs fully compliant with every annual and event-based ROC filing.

Key takeaways

  • AOC-4, MGT-7/7A for companies; Form 8 & 11 for LLPs.
  • Annual director DIR-3 KYC handled for every director.
  • Late filing costs ₹100/day per form with no cap — we prevent it.
  • Dormant companies must still file; we cover them too.

What we handle

  • Annual filings — AOC-4, MGT-7/7A (companies); Form 8 & 11 (LLPs).
  • Director KYC — DIR-3 KYC each year.
  • Event-based forms — director, address, capital and other changes.
  • Statutory registers & minutes — maintained correctly.
  • Board & AGM support — resolutions and documentation.

Why it matters

Incorporation begins a yearly cycle of filings with the Registrar of Companies. Because the late fee is a flat ₹100 per day per form with no ceiling, a single missed deadline can grow into a large liability, and prolonged default risks the company being struck off and directors disqualified.

Our approach

  1. Compliance calendar — every due date mapped for your entity.
  2. Data & approvals — collected well before deadlines.
  3. Preparation & filing — accurate forms filed on the MCA portal.
  4. Records — filed documents shared for your files.
ROC compliance goes hand in hand with annual filing and accounting.
FAQs

ROC Compliance — your questions answered

The filings and records every company and LLP must maintain with the MCA (through the Registrar of Companies), from the date of incorporation.

For companies, AOC-4 (financials) and MGT-7/7A (annual return); LLPs file Form 8 and Form 11. Directors also complete DIR-3 KYC each year.

Late filing carries ₹100 per day per form with no cap, and continued default can lead to strike-off and director disqualification.

Yes. Even a dormant company must file its annual returns and complete director KYC.

Keep your company compliant

Share your company details and we’ll build a compliance calendar and handle every filing.

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